FALSE000184925312/3100018492532025-05-302025-05-30
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________________
FORM 8-K
____________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 30, 2025
____________________
RYAN SPECIALTY HOLDINGS, INC.
(Exact name of Registrant as Specified in Its Charter)
____________________
Delaware
001-40645
86-2526344
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
155 North Wacker Drive, Suite 4000
Chicago, Illinois
60606
(Address of Principal Executive Offices)
(Zip Code)
Registrant’s Telephone Number, Including Area Code: 312 784-6001
(Former Name or Former Address, if Changed Since Last Report)
____________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Class A Common Stock, $0.001 par value
RYAN
The New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act
of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition
period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. o
Item 3.03 Material Modification to Rights of Security Holders.
To the extent required by Item 3.03 of Form 8-K, the information contained in Item 5.03 and Item 5.07 of this Current
Report on Form 8-K is incorporated by reference herein.
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On May 30, 2025, Ryan Specialty Holdings, Inc. (the “Company”) held its 2025 annual meeting of stockholders (the
“Annual Meeting”). At the Annual Meeting the stockholders voted to amend the Company’s Amended and Restated
Certificate of Incorporation, as amended (the “Certificate”), to:
approve an amendment to the Certificate to declassify the Board of Directors (the “Board”) and phase-in annual
director elections;
approve an amendment to the Certificate to replace the plurality voting standard with a majority voting standard in
uncontested director elections;
approve an amendment to the Certificate to eliminate the springing supermajority voting standard with respect to
the removal of a director from the Board thereby retaining stockholders' power to remove directors, with or
without cause, by a majority standard;
approve an amendment to the Certificate to provide for a specific outside date, September 30, 2029, by which the
ten-to-one vote disparity of the Class B common stock to the Class A common stock will sunset;
approve an amendment to the Certificate to provide stockholders with the ability to take action by written consent;
approve an amendment to the Certificate to provide stockholders with the ability to call special meetings of
stockholders;
approve an amendment to the Certificate to eliminate the springing supermajority voting standard with respect to
the amendment of the Company's bylaws and certain provisions of the Company's certificate of incorporation,
thereby retaining the majority standard;
approve an amendment to the Certificate to provide for the exculpation of certain officers of the Company to the
fullest extent provided under Delaware law; and
approve certain non-substantive amendments to the Certificate to reflect the previous name change, remove the
initial number of directors, eliminate obsolete provisions and incorporate other administrative modifications as set
forth in the Certificate.
Detailed descriptions of the foregoing amendments to the Certificate were set forth in management proposals two through
ten in the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on
April 17, 2025 (the “Proxy Statement”), which descriptions are incorporated herein by reference and are qualified in their
entirety by reference to the full text of the Company’s Amended and Restated Certificate of Incorporation filed herewith as
Exhibit 3.1. These amendments to the Certificate became effective upon filing the Amended and Restated Certificate of
Incorporation with the Secretary of State of the State of Delaware on May 30, 2025.
Additionally, the Board approved an amendment and restatement of the Company’s bylaws (the “Bylaws”), which became
effective concurrently with the effectiveness of the Certificate. The Bylaws were amended and restated to:
adopt qualifications and procedures specifying the ownership percentage and information requirements that a
stockholder or stockholders must provide to exercise their right to call a special meeting;
implement a majority voting standard for the election of directors in uncontested director elections, with a
plurality voting standard applying to contested director elections;
adopt a market standard resignation policy with respect to director nominees consistent with the majority voting
standard, so that an incumbent director who does not receive the requisite affirmative majority of the votes cast for
his or her re-election will be required to promptly tender his or her resignation to the Board, subject to acceptance
by the Board; and
Make certain conforming and administrative changes.
The foregoing description of the Bylaws is qualified in its entirety by reference to, and should be read in conjunction with,
the complete text of the Bylaws, which is attached to this Current Report on Form 8-K as Exhibit 3.2, the terms of which
are incorporated herein by reference.
Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Annual Meeting, at which a quorum was present, the stockholders of the Company voted on the following
proposals:
Proposal 1 - Election of Directors
The following nominees were elected to the Company’s Board to hold office for terms to expire upon the annual meeting
of stockholders to be held in 2028 or until their successors are elected and qualified, or until their earlier death, resignation
or removal. The votes cast at the Annual Meeting were as follows:
Nominee
For
Withheld
Broker Non-Votes
Henry S. Bienen, Ph.D.
1,300,229,739
9,388,734
13,811,775
Michael D. O'Halleran
1,246,555,394
63,063,079
13,811,775
Timothy W. Turner
1,308,388,723
1,229,750
13,811,775
Patrick G. Ryan, Jr.
1,306,842,601
2,775,872
13,811,775
Proposal 2 - Approval of an amendment to the Certificate to declassify the Board and phase-in annual director elections
The proposal to amend the Certificate to declassify the Board and phase-in annual director elections has been approved.
The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,309,574,820
10,144
33,509
13,811,775
Proposal 3 - Approval of an amendment to the Certificate to replace the plurality voting standard with a majority voting
standard in uncontested director elections
The proposal to amend the Certificate to replace the plurality voting standard with a majority voting standard in
uncontested director elections has been approved. The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,309,583,164
23,035
12,274
13,811,775
Proposal 4 - Approval of an amendment to the Certificate to eliminate the springing supermajority voting standard with
respect to the removal of a director from the Board thereby retaining stockholders' power to remove directors, with or
without cause, by a majority standard
The proposal to amend the Certificate to eliminate the springing supermajority voting standard with respect to the removal
of a director from the Board has been approved. The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,309,550,332
60,828
7,313
13,811,775
Proposal 5 - Approval of an amendment to the Certificate to provide for a specific outside date, September 30, 2029, by
which the ten-to-one vote disparity of the Class B common stock to the Class A common stock will sunset
The proposal to amend the Certificate to provide for a specific outside date, September 30, 2029, by which the ten-to-one
vote disparity of the Class B common stock to the Class A common stock will sunset has been approved. The votes cast at
the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,309,529,365
15,592
73,516
13,811,775
Proposal 6 - Approval of an amendment to the Certificate to provide stockholders with the ability to take action by
written consent
The proposal to amend the Certificate to provide stockholders with the ability to take action by written consent has been
approved. The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,297,994,682
11,590,645
33,146
13,811,775
Proposal 7 - Approval of an amendment to the Certificate to provide stockholders with the ability to call special meetings
of stockholders
The proposal to amend the Certificate to provide stockholders with the ability to call special meetings of stockholders has
been approved. The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,309,150,973
434,117
33,383
13,811,775
Proposal 8 - Approval of an amendment to the Certificate to eliminate the springing supermajority voting standard with
respect to the amendment of the Company's bylaws and certain provisions of the Company's certificate of incorporation,
thereby retaining the majority standard
The proposal to amend the Certificate to eliminate the springing supermajority voting standard with respect to the
amendment of the Company's bylaws and certain provisions of the Company's certificate of incorporation has been
approved. The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,309,536,426
71,930
10,117
13,811,775
Proposal 9 - Approval of an amendment to the Certificate to provide for the exculpation of certain officers of the
Company to the fullest extent provided under Delaware law
The proposal to amend the Certificate to provide for the exculpation of certain officers of the Company to the fullest extent
provided under Delaware law has been approved. The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,266,433,870
43,147,443
37,160
13,811,775
Proposal 10 - Approval of certain non-substantive amendments to the Certificate to reflect the previous name change,
remove the initial number of directors, eliminate obsolete provisions and incorporate other administrative modifications
as set forth in the Certificate
The proposal to amend the Certificate to reflect the previous name change, remove the initial number of directors, eliminate
obsolete provisions and incorporate other administrative modifications as set forth in the Certificate has been approved.
The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,309,527,219
9,242
82,012
13,811,775
Proposal 11 - Ratification of Independent Registered Public Accounting Firm
The proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public
accounting firm for the fiscal year ending December 31, 2025 has been approved. The votes cast at the Annual Meeting
were as follows:
For
Against
Abstain
1,322,783,452
577,712
69,084
Proposal 12 - Advisory Vote on Executive Compensation
The proposal to approve, on an advisory basis, the compensation paid to the Company’s named executive officers has been
approved. The votes cast at the Annual Meeting were as follows:
For
Against
Abstain
Broker Non-Votes
1,308,904,586
651,181
62,706
13,811,775
Item 9.01 Financial Statements and Exhibits.
(d)Exhibits.
The following exhibits are filed herewith:
Exhibit No.
Description of Exhibit
3.1
3.2
104
Cover Page Interactive Data File (formatted as inline XBRL)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
RYAN SPECIALTY HOLDINGS, INC. (Registrant)
Date:
June 3, 2025
By:
/s/ Mark S. Katz
Mark S. Katz
Executive Vice President, General Counsel and Corporate
Secretary